On-Demand Compliance Training
Finance & Leasing Association Online Training
Created with the London Governance & Compliance Academy (LGCA), the FLA Online Training Academy gives you flexible, on-demand modules that slot easily into your busy schedule. They’re designed to refresh your knowledge when regulations shift, reinforce what you’ve covered in our classroom and virtual programmes, and help you remain compliant as the landscape evolves. Starting from just £75, it’s a simple, practical way to keep skills up to date and make sure you get the most from your next FLA course.
For tailored in-house training and additional FLA courses, contact Training@fla.org.uk.
For platform or technical queries about the refresher series, reach LGCA at info@lgca.uk.
Instant access via the FLA’s e‑learning platform
| Course | Category | Ideal for |
|---|---|---|
| Anti‑Bribery and Corruption | AML & Financial Crime | All staff, sales, procurement, third‑party managers |
| Anti‑Money Laundering & Counter Terrorist Financing (AML/CTF) | AML & Financial Crime | All staff in FCA‑regulated firms, new starters, refreshers |
| Assessing and Managing AML Risks | AML & Financial Crime | Front‑line teams, compliance, risk & controls |
| AML Risk Assessment | AML & Financial Crime | Risk owners, MLROs, internal audit, compliance |
| Building an AML Risk‑based Approach | AML & Financial Crime | MLROs, compliance & risk teams, line managers |
| Fraud Detection and Prevention | AML & Financial Crime | All staff, collections, customer service, fraud teams |
| Introduction to Know Your Client (KYC) and Customer Due Diligence (CDD) | AML & Financial Crime | Onboarding, sales, operations, MLRO office |
| The Value of Customer Due Diligence (CDD) | AML & Financial Crime | Customer‑facing and oversight teams |
| Establishing and Maintaining a Strong CDD Programme | AML & Financial Crime | Compliance leaders, MLROs, risk owners |
| Suspicious Transactions / Activity Reporting (SAR) | AML & Financial Crime | All staff, especially front‑line and operations |
| Consumer Duty | Customer Duty & Customer Outcomes | All staff, especially product, marketing, distribution and servicing |
| Treating Customers Fairly (TCF) | Customer Duty & Customer Outcomes | All staff and managers |
| Vulnerable Customer Management | Customer Duty & Customer Outcomes | Front‑line teams, collections, product & conduct leads |
| Complaints Handling | Customer Duty & Customer Outcomes | Customer service, operations, compliance |
| Senior Managers & Certification Regime (SM&CR) | Governance, SM&CR & Culture | Senior managers, Certified staff, HR, compliance |
| SM&CR — The Conduct Rules | Governance, SM&CR & Culture | All staff in scope of SM&CR |
| Conduct Rules for All Staff | Governance, SM&CR & Culture | All employees and contractors |
| Approved Persons Regime | Governance, SM&CR & Culture | Firms still under APR scope; appointed representatives |
| Ethics, Integrity and Fairness in Financial Services | Governance, SM&CR & Culture | All staff, managers and leaders |
| Conflict of Interest | Governance, SM&CR & Culture | All staff, especially client‑facing and procurement |
| Non‑Financial Misconduct (Small & Medium‑size Firms) | Governance, SM&CR & Culture | Leaders, HR, people managers |
| Understanding COBS: Key Rules for Financial Services Firms | Market Conduct, COBS & Client Assets | Advisers, sales & distribution, compliance |
| Financial Promotions Regulation | Market Conduct, COBS & Client Assets | Marketing, product, compliance sign‑off |
| Best Execution | Market Conduct, COBS & Client Assets | Trading, treasury, operations, compliance |
| Market Abuse | Market Conduct, COBS & Client Assets | Anyone with access to inside information; treasury/trading teams |
| CASS Introduction | Market Conduct, COBS & Client Assets | Firms that hold or control client money or assets |
| UK Money Markets Code | Market Conduct, COBS & Client Assets | Treasury, finance, ALM and market‑facing staff |
| Operational Resilience | Prudential & Enterprise Risk | Senior managers, risk, operations, IT |
| Prudential Regulation | Prudential & Enterprise Risk | Finance, risk, senior management |
| ICARA (Investment Firms) | Prudential & Enterprise Risk | Investment firms subject to IFPR/ICARA |
| GDPR Awareness | Data Protection & Cyber | New starters, all staff needing a refresher |
| Cybersecurity Awareness | Data Protection & Cyber | All staff |
| Compliance Introduction | Core Compliance & FCA Framework | New starters, all staff needing a refresher |
| Compliance Monitoring and Testing | Core Compliance & FCA Framework | Compliance, risk, internal audit |
| FCA — The Role and Approach | Core Compliance & FCA Framework | All staff and leaders engaging with the regulator |
| FCA Compliance Essentials | Core Compliance & FCA Framework | Managers and senior leaders new to UK regulation |
| Whistleblowing | Speak‑Up, Complaints & Redress | All staff and managers |