Delivered by FLA Broker Oversight Partner

This workshop will explore how firms can strengthen their approach to broker oversight in an increasingly complex regulatory and commercial environment.

In light of heightened regulatory scrutiny, including recent legal challenges and developments around commissions and redress, the session will focus on governance expectations, effective oversight frameworks and practical approaches to managing risk, accountability and performance across broker relationships.

The workshop will support firms in reviewing and enhancing their current arrangements to ensure they remain robust, proportionate and aligned with regulatory expectations and good practice.

Programme to be released soon